Conxicoeur, Patrice Pierre Henri
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2008-07-28 | 2015-05-22 | RO | Advising on securities | 2008-07-28 | 2015-05-22 | RO | Asset management | 2008-07-28 | 2015-05-22 | RO | Dealing in securities | 2008-07-28 | 2015-05-22 | RO | Dealing in futures contracts | 2010-09-20 | 2015-05-06 | Rep | Advising on futures contracts | 2015-05-22 | 2022-07-12 | Rep | Advising on securities | 2015-05-22 | 2022-07-12 | Rep | Asset management | 2015-05-22 | 2022-07-12 | Rep | Dealing in securities | 2015-05-22 | 2022-07-12 |
| 2 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2008-07-28 | 2015-05-06 | RO | Advising on securities | 2008-07-28 | 2015-05-06 | RO | Asset management | 2008-07-28 | 2015-05-06 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2008-07-28 | 2015-05-06 | RO | Advising on securities | 2008-07-28 | 2015-05-06 | RO | Asset management | 2008-07-28 | 2015-05-06 | RO | Dealing in securities | 2008-07-28 | 2015-05-06 | RO | Advising on corporate finance | 2008-11-12 | 2015-09-09 |
| 4 | SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | RO | Advising on futures contracts | 2003-08-07 | 2008-10-31 | RO | Advising on securities | 2003-08-07 | 2008-10-31 | RO | Asset management | 2003-08-07 | 2008-10-31 | RO | Dealing in securities | 2007-05-15 | 2008-10-31 |
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