Koo, Julie J
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Asset management | 2006-03-13 | 2006-08-24 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2006-03-13 | 2010-02-03 | Rep | Advising on securities | 2006-08-28 | 2010-02-03 | Rep | Asset management | 2006-08-28 | 2010-02-03 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-02-22 | 2011-06-09 | Rep | Asset management | 2010-02-22 | 2011-06-09 | Rep | Dealing in securities | 2010-02-22 | 2011-06-09 | RO | Advising on securities | 2011-06-09 | 2015-02-06 | RO | Asset management | 2011-06-09 | 2015-02-06 | RO | Dealing in securities | 2011-06-09 | 2015-02-06 |
| 4 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on securities | 2011-06-09 | 2015-02-06 | RO | Asset management | 2011-06-09 | 2015-02-06 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-02-22 | 2011-06-09 | RO | Advising on securities | 2011-06-09 | 2015-02-06 | RO | Asset management | 2011-06-09 | 2015-02-06 | RO | Dealing in securities | 2011-06-09 | 2015-02-06 |
| 6 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-04-13 | 2015-08-27 | Rep | Asset management | 2015-04-13 | 2015-08-27 | Rep | Dealing in securities | 2015-04-13 | 2015-08-27 | RO | Advising on securities | 2015-08-27 | 2017-12-29 | RO | Asset management | 2015-08-27 | 2017-12-29 | RO | Dealing in securities | 2015-08-27 | 2017-12-29 |
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