Lee, Suen Chun 李選進
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2003-09-22 | 2003-12-18 | Rep | Asset management | 2003-09-22 | 2003-12-18 | RO | Advising on securities | 2003-12-18 | 2013-01-31 | RO | Asset management | 2003-12-18 | 2013-01-31 | Rep | Advising on securities | 2013-01-31 | 2022-07-12 | Rep | Asset management | 2013-01-31 | 2022-07-12 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on securities | 2003-12-18 | 2013-01-31 | RO | Asset management | 2003-12-18 | 2013-01-31 | RO | Dealing in securities | 2004-08-19 | 2013-01-31 | Rep | Advising on securities | 2013-01-31 | 2022-07-12 | Rep | Asset management | 2013-01-31 | 2022-07-12 | Rep | Dealing in securities | 2013-01-31 | 2022-07-12 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Advising on corporate finance | 2003-09-08 | Rep | Dealing in securities | 2003-09-08 | Rep | Advising on securities | 2003-09-09 | Rep | Asset management | 2003-09-09 |
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