Loaring, Kristie Choi Man 沈賽文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-08-10 | 2006-07-10 | Rep | Asset management | 2004-08-10 | 2011-11-29 | RO | Advising on securities | 2006-07-10 | 2011-11-29 | RO | Dealing in securities | 2006-07-10 | 2011-11-29 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2004-08-10 | 2006-07-10 | Rep | Dealing in securities | 2004-08-10 | 2006-07-10 | Rep | Asset management | 2004-08-10 | 2011-11-29 | RO | Advising on securities | 2006-07-10 | 2011-11-29 | RO | Dealing in securities | 2006-07-10 | 2011-11-29 |
| 3 | LLOYDS TSB PACIFIC LIMITED | RO | Advising on securities | 2003-07-16 | RO | Asset management | 2003-07-16 |
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