Chan, Chi Nang 陳志能
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-04-24 | 2007-08-09 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2007-09-05 | 2021-07-19 | Rep | Asset management | 2007-09-25 | 2021-07-19 | Rep | Dealing in securities | 2007-09-25 | 2021-07-19 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-25 | 2021-07-19 |
| 4 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Advising on securities | 2006-11-18 |
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