Chan, Toby Yuen Ching 陳婉貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital International, Inc. | Rep | Dealing in securities | 2021-10-11 | 2022-05-30 | RO | Dealing in securities | 2022-05-30 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2005-07-28 | 2006-11-23 | Rep | Dealing in securities | 2005-07-28 | 2006-11-23 | Rep | Asset management | 2006-12-28 | 2007-09-27 | Rep | Dealing in securities | 2006-12-28 | 2007-09-27 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2007-11-19 | 2013-03-08 | Rep | Dealing in securities | 2007-11-19 | 2013-03-08 | Rep | Advising on securities | 2007-12-03 | 2013-03-08 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2007-11-19 | 2013-03-08 | Rep | Dealing in securities | 2007-11-19 | 2013-03-08 | Rep | Advising on securities | 2007-12-03 | 2013-03-08 |
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