Hui, Hoi Pan 許海濱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2010-07-19 | 2013-01-02 | Rep | Advising on securities | 2010-07-19 | 2013-01-02 | Rep | Asset management | 2010-07-19 | 2013-01-02 | Rep | Dealing in securities | 2010-07-19 | 2013-01-02 | Rep | Advising on futures contracts | 2014-10-23 | 2015-01-02 | Rep | Advising on securities | 2014-10-23 | 2015-01-02 | Rep | Asset management | 2014-10-23 | 2015-01-02 | Rep | Dealing in securities | 2014-10-23 | 2015-01-02 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-23 | 2015-01-02 |
| 3 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on futures contracts | 2006-04-29 | 2006-05-26 | Rep | Advising on securities | 2006-04-29 | 2010-04-13 | Rep | Asset management | 2006-04-29 | 2010-04-13 | Rep | Dealing in securities | 2006-05-09 | 2010-04-13 | RO | Advising on securities | 2010-04-13 | 2010-06-26 | RO | Asset management | 2010-04-13 | 2010-06-26 | RO | Dealing in securities | 2010-04-13 | 2010-06-26 |
| 4 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on futures contracts | 2006-04-29 | 2006-05-26 | Rep | Advising on securities | 2006-04-29 | 2008-09-01 | Rep | Asset management | 2006-04-29 | 2008-09-01 | Rep | Dealing in securities | 2006-05-09 | 2008-09-01 |
| 5 | SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | Advising on futures contracts | 2010-07-19 | 2011-08-31 | Rep | Advising on securities | 2010-07-19 | 2011-08-31 | Rep | Asset management | 2010-07-19 | 2011-08-31 | Rep | Dealing in securities | 2010-07-19 | 2011-08-31 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2003-04-28 | 2006-04-18 | Rep | Advising on securities | 2003-04-28 | 2006-04-18 | Rep | Asset management | 2003-04-28 | 2006-04-18 | Rep | Advising on futures contracts | 2015-02-04 | 2017-09-08 | Rep | Advising on securities | 2015-02-04 | 2017-09-08 | Rep | Asset management | 2015-02-04 | 2017-09-08 | RO | Advising on futures contracts | 2017-09-08 | RO | Advising on securities | 2017-09-08 | RO | Asset management | 2017-09-08 |
| 7 | STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED | Rep | Advising on securities | 2005-07-05 | 2006-04-18 | Rep | Asset management | 2005-07-05 | 2006-04-18 | RO | Advising on securities | 2017-09-08 | RO | Asset management | 2017-09-08 |
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