Hui, Lam 許琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2013-08-15 | 2015-05-31 | Rep | Asset management | 2013-08-15 | 2015-05-31 | Rep | Dealing in securities | 2013-08-15 | 2015-05-31 |
2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2015-06-01 | 2016-02-27 | Rep | Asset management | 2015-06-01 | 2016-02-27 | Rep | Dealing in securities | 2015-06-01 | 2016-02-27 |
3 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2016-08-30 | 2017-03-26 | Rep | Asset management | 2016-08-30 | 2017-03-26 | Rep | Dealing in securities | 2016-08-30 | 2017-03-26 | Rep | Advising on securities | 2020-09-16 | 2022-09-11 | Rep | Dealing in securities | 2020-09-16 | 2022-09-11 | Rep | Asset management | 2020-11-05 | 2022-09-11 |
4 | FULLGOAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2022-09-23 | Rep | Asset management | 2022-09-23 | Rep | Dealing in securities | 2022-09-23 |
5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-05-09 | 2013-07-31 | Rep | Asset management | 2008-05-09 | 2013-07-31 | Rep | Dealing in securities | 2008-05-09 | 2013-07-31 |
6 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2012-10-16 | 2013-07-31 | Rep | Asset management | 2012-10-16 | 2013-07-31 |
7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-09 | 2013-07-31 |
8 | Towers Watson Investment Services Hong Kong Limited | Rep | Advising on securities | 2017-09-04 | 2020-08-07 | Rep | Dealing in securities | 2017-09-04 | 2020-08-07 |
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