Lai, Amy Pui Ming 黎沛明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on corporate finance | 2004-02-19 | |
| 2 | LLOYDS TSB PACIFIC LIMITED | Rep | Asset management | 2004-02-19 | |
| 3 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on securities | 2005-04-29 | |
| 4 | LLOYDS TSB PACIFIC LIMITED | Rep | Dealing in securities | 2004-02-27 | 2005-04-29 |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-08-01 | 2011-11-14 |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2005-08-01 | 2011-11-14 |
| 7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-01 | 2011-11-14 |
| 8 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2005-08-08 | 2011-11-14 |
| 9 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2005-08-08 | 2011-11-14 |
| 10 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-10 | 2011-11-14 |
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