Lam, Lap Fai 林立輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2007-08-06 | 2009-06-17 | Rep | Dealing in securities | 2007-08-06 | 2009-06-17 |
| 2 | First Sentier Investors (Hong Kong) Limited | Rep | Dealing in securities | 2011-12-16 | 2016-05-06 | Rep | Dealing in securities | 2019-01-14 | 2021-08-06 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-11-17 | 2011-11-18 | Rep | Dealing in securities | 2010-01-06 | 2011-11-18 | Rep | Asset management | 2010-03-15 | 2011-11-18 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2009-11-17 | 2011-11-18 | Rep | Dealing in securities | 2010-01-06 | 2011-11-18 | Rep | Asset management | 2010-03-15 | 2011-11-18 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2009-09-11 | 2009-10-20 |
| 6 | Natixis Investment Managers Hong Kong Limited | Rep | Dealing in securities | 2016-05-30 | 2016-06-24 | RO | Dealing in securities | 2016-06-24 | 2018-12-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy