Leap, Ming
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2010-07-26 | Rep | Advising on securities | 2010-07-26 | Rep | Asset management | 2010-07-26 | Rep | Dealing in securities | 2010-07-26 |
| 2 | SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | Advising on futures contracts | 2007-12-28 | 2011-08-31 | Rep | Advising on securities | 2007-12-28 | 2011-08-31 | Rep | Asset management | 2007-12-28 | 2011-08-31 | Rep | Dealing in securities | 2007-12-28 | 2011-08-31 |
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