Luk, Wai Shum 陸慧心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on corporate finance | 2003-10-17 | Rep | Advising on securities | 2007-07-13 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2007-08-01 | 2021-09-30 | Rep | Asset management | 2007-08-17 | 2021-09-30 | Rep | Dealing in securities | 2007-08-17 | 2021-09-30 |
| 3 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2012-10-24 | 2020-01-20 | Rep | Asset management | 2012-10-24 | 2020-08-04 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-17 | 2021-09-30 |
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