Maldonado-Codina, Guillermo Eduardo 馬浩德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2021-10-19 | 2022-07-13 | Rep | Asset management | 2021-10-19 | 2022-07-13 | Rep | Dealing in securities | 2021-10-19 | 2023-07-25 | RO | Advising on securities | 2022-07-13 | RO | Asset management | 2022-07-13 | RO | Dealing in securities | 2023-07-25 |
| 2 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2011-09-19 | 2011-12-31 | RO | Asset management | 2011-09-19 | 2011-12-31 | RO | Dealing in securities | 2011-09-19 | 2011-12-31 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2011-09-19 | Rep | Asset management | 2011-09-19 | Rep | Dealing in securities | 2006-04-26 | 2011-09-19 | RO | Advising on futures contracts | 2011-09-19 | 2021-02-10 | RO | Asset management | 2011-09-19 | 2021-02-10 | RO | Dealing in securities | 2011-09-19 | 2021-02-10 | RO | Advising on securities | 2012-05-24 | 2021-02-10 | RO | Dealing in futures contracts | 2015-04-17 | 2021-02-10 | Rep | Advising on futures contracts | 2021-02-10 | 2021-04-04 | Rep | Advising on securities | 2021-02-10 | 2021-04-04 | Rep | Asset management | 2021-02-10 | 2021-04-04 | Rep | Dealing in futures contracts | 2021-02-10 | 2021-04-04 | Rep | Dealing in securities | 2021-02-10 | 2021-04-04 |
| 4 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2011-09-19 | 2020-03-02 | RO | Asset management | 2011-09-19 | 2021-02-10 | RO | Advising on securities | 2012-05-24 | 2020-03-02 | Rep | Asset management | 2021-02-10 | 2021-04-04 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-26 | 2011-09-19 | RO | Advising on futures contracts | 2011-09-19 | 2021-02-10 | RO | Asset management | 2011-09-19 | 2021-02-10 | RO | Dealing in securities | 2011-09-19 | 2021-02-10 | RO | Advising on securities | 2012-05-24 | 2021-02-10 | Rep | Advising on futures contracts | 2021-02-10 | 2021-04-04 | Rep | Advising on securities | 2021-02-10 | 2021-04-04 | Rep | Asset management | 2021-02-10 | 2021-04-04 | Rep | Dealing in securities | 2021-02-10 | 2021-04-04 |
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