Seto, Spencer W
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2024-02-27 | Rep | Dealing in securities | 2024-02-27 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-09-04 | 2012-05-31 | Rep | Asset management | 2006-09-04 | 2012-05-31 | Rep | Dealing in securities | 2006-09-04 | 2012-05-31 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-09-04 | 2012-05-31 |
| 4 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2019-02-12 | 2019-10-10 | Rep | Dealing in securities | 2019-02-12 | 2019-10-10 | RO | Advising on securities | 2019-10-10 | 2023-05-17 | RO | Dealing in securities | 2019-10-10 | 2023-05-17 |
| 5 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2015-03-24 | 2019-01-16 | Rep | Dealing in securities | 2015-03-24 | 2019-01-16 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2012-06-19 | 2014-09-19 | Rep | Asset management | 2012-06-19 | 2014-09-19 | Rep | Dealing in securities | 2012-06-19 | 2014-09-19 |
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