Sheehan, Benjamin Septimus
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | abrdn Hong Kong Limited | Rep | Advising on securities | 2019-03-04 | 2022-07-15 | Rep | Asset management | 2019-03-04 | 2022-07-15 | Rep | Dealing in securities | 2019-03-04 | 2022-07-15 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2007-07-12 | 2019-02-08 | Rep | Asset management | 2007-07-12 | 2019-02-08 | Rep | Dealing in securities | 2011-12-16 | 2019-02-08 |
| 3 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2013-09-25 | 2016-09-19 | Rep | Asset management | 2013-09-25 | 2016-09-19 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-16 | 2019-02-08 | Rep | Advising on securities | 2016-09-26 | 2019-02-08 | Rep | Asset management | 2016-09-26 | 2019-02-08 |
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