Tang, Annie Yue Wai 鄧宇蕙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2012-01-12 | 2015-01-30 | Rep | Dealing in securities | 2012-01-12 | 2015-01-30 |
| 2 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2007-10-09 | 2010-10-02 | Rep | Asset management | 2007-10-09 | 2010-10-02 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-01-26 | 2011-12-07 | Rep | Asset management | 2011-01-26 | 2011-12-07 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-01-26 | 2011-12-07 | Rep | Asset management | 2011-01-26 | 2011-12-07 |
| 5 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2015-02-18 | Rep | Dealing in securities | 2015-02-18 |
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