Tsang, Nap Yin 曾納賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Asset management | 2007-09-27 | 2010-06-26 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2007-09-27 | 2010-06-26 | Rep | Dealing in securities | 2007-09-27 | 2010-06-26 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-07-26 | Rep | Asset management | 2010-07-26 | Rep | Dealing in securities | 2010-07-26 | Rep | Advising on futures contracts | 2010-07-26 | 2017-04-10 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-26 | Rep | Advising on securities | 2016-10-05 | Rep | Asset management | 2016-10-05 |
| 5 | SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | Advising on futures contracts | 2010-07-07 | 2011-08-31 | Rep | Advising on securities | 2010-07-07 | 2011-08-31 | Rep | Asset management | 2010-07-07 | 2011-08-31 | Rep | Dealing in securities | 2010-07-07 | 2011-08-31 |
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