Tse, Patrick Kwok Shing 謝國誠

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on futures contracts 2006-01-16 2013-02-28
Rep Advising on securities 2006-01-16 2013-02-28
Rep Asset management 2006-01-16 2013-02-28
Rep Dealing in securities 2007-04-10 2013-02-28
2 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Advising on corporate finance 2006-01-16 2013-02-28
Rep Advising on futures contracts 2006-01-16 2013-02-28
Rep Advising on securities 2006-01-16 2013-02-28
Rep Asset management 2006-01-16 2013-02-28
Rep Dealing in securities 2006-01-16 2013-02-28

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