Yeung, arah Tsz Yau 楊子悠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | Rep | Dealing in securities | 2006-10-03 | 2008-05-27 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-09-24 | 2016-06-17 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2016-07-28 | 2018-06-14 |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2006-07-24 | 2006-09-30 | Rep | Dealing in securities | 2006-07-24 | 2006-09-30 |
| 5 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2004-06-01 | 2006-05-12 | Rep | Asset management | 2004-06-01 | 2006-05-12 |
| 6 | WOCOM SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-22 | Rep | Advising on securities | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Dealing in securities | 2004-05-25 |
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