Yu, Pik Sim 余碧嬋

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2008-05-13 2014-02-10
Rep Asset management 2008-05-13 2014-02-10
Rep Dealing in securities 2008-05-13 2014-02-10
2 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2008-05-13 2014-02-10

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