Ngai, Thomas Kwok Kan 危國根
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2013-11-04 | 2017-06-30 | Rep | Asset management | 2013-11-04 | 2017-06-30 | Rep | Dealing in securities | 2015-02-10 | 2017-06-30 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-16 | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Dealing in securities | 2012-04-03 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2009-05-04 | 2012-04-03 |
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