Ho, Hoi Tung 何凱棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Advising on securities | 2016-10-20 | 2016-12-31 | RO | Asset management | 2016-10-20 | 2016-12-31 | RO | Dealing in securities | 2016-10-20 | 2016-12-31 |
| 2 | Ebang Digital Asset Management Limited | RO | Advising on securities | 2022-09-13 | 2023-05-03 | RO | Asset management | 2022-09-13 | 2023-05-03 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-11-28 | 2010-08-26 | RO | Dealing in securities | 2010-08-26 | 2015-06-06 | Rep | Automated trading services | 2011-03-22 | 2015-06-06 |
| 4 | KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2018-02-15 | 2018-09-30 | RO | Asset management | 2018-02-15 | 2018-09-30 |
| 5 | M SECURITIES LIMITED (HK) | RO | Dealing in securities | 2015-09-16 | 2015-12-29 |
| 6 | MAINLAND ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-09-03 | 2019-11-07 | RO | Asset management | 2019-09-03 | 2019-11-07 |
| 7 | MAINLAND SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-11 | 2018-11-22 | RO | Dealing in securities | 2018-11-22 | 2019-11-07 |
| 8 | Monmonkey Group Asset Management Limited | Rep | Advising on securities | 2021-06-02 | 2021-06-03 | Rep | Asset management | 2021-06-02 | 2021-06-03 |
| 9 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2007-07-17 | 2007-11-06 | Rep | Dealing in securities | 2007-07-17 | 2007-11-06 | Rep | Automated trading services | 2007-07-24 | 2007-11-06 |
| 10 | SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2017-05-18 | 2017-12-20 | RO | Asset management | 2017-05-18 | 2017-12-20 | RO | Dealing in securities | 2017-05-18 | 2017-12-20 |
| 11 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-03-07 | 2007-07-02 |
| 12 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-25 | 2007-07-02 |
| 13 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-16 | 2006-03-13 |
| 14 | UCAP Securities (HK) Limited | RO | Advising on securities | 2020-08-05 | 2021-05-03 | RO | Asset management | 2020-08-05 | 2021-05-03 | RO | Dealing in securities | 2020-08-05 | 2021-05-03 |
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