Chui, Chi-Sun 徐志真

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BEAR STEARNS ASIA LIMITED Rep Dealing in futures contracts 2006-09-29 2008-04-22
Rep Dealing in securities 2006-09-29 2008-04-22
2 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2004-07-16 2005-08-30
Rep Dealing in securities 2004-07-16 2005-08-30
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-06-19
Rep Advising on securities 2004-06-19
Rep Asset management 2004-06-19
Rep Dealing in securities 2004-06-19
4 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Advising on corporate finance 2004-06-19
Rep Advising on securities 2004-06-19
Rep Asset management 2004-06-19
Rep Dealing in securities 2004-06-19
5 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2004-06-19
Rep Asset management 2004-06-19
Rep Dealing in futures contracts 2004-06-19
6 HSBC SECURITIES BROKERS (ASIA) LIMITED Rep Dealing in securities 2010-04-12 2012-03-28
7 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2008-07-02 2008-09-29
Rep Dealing in securities 2008-07-02 2008-09-29
8 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2008-12-15 2009-10-10
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-10-10 2009-10-10
Rep Dealing in securities 2008-10-10 2009-10-10
10 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2008-12-15 2009-10-10
11 SG SECURITIES (HK) LIMITED Rep Automated trading services 2013-08-02 2014-02-28
Rep Dealing in futures contracts 2013-08-02 2014-02-28
Rep Dealing in securities 2013-08-02 2014-02-28

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