Lo, Timothy Tin Ming 盧天明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2008-05-19 | 2010-09-13 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-12-23 | 2017-03-31 |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-06 | 2007-11-03 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-09-27 | 2013-09-19 |
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