MacAloon, John Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2011-08-23 | 2013-10-30 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-22 | 2020-09-11 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-02-19 | 2020-09-11 | Rep | Advising on securities | 2019-12-10 | 2020-09-11 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2014-01-30 | 2018-08-29 | Rep | Dealing in securities | 2014-01-30 | 2018-08-29 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-05-27 | 2011-03-23 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-05-27 | 2010-12-06 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-23 |
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