Palmetto, Erik Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-03-24 | 2006-04-07 |
2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-11-03 | 2023-04-17 | RO | Dealing in securities | 2023-04-17 |
3 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2009-11-16 | 2010-07-12 | Rep | Dealing in securities | 2009-11-16 | 2010-07-12 |
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