Shek, Simon Ming Hon 石明翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-20 | 2006-04-28 |
| 2 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-10-20 | 2006-04-28 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-07-10 | |
| 4 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on securities | 2006-08-03 | 2014-12-31 | Rep | Asset management | 2006-08-03 | 2014-12-31 |
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