Yau, Shu Shan 游樹珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-03-30 | |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2012-02-07 | 2013-07-16 |
| 3 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Asset management | 2006-11-10 | 2007-07-01 | Rep | Advising on securities | 2006-11-10 | 2012-02-16 | Rep | Asset management | 2009-09-21 | 2012-02-16 |
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