Wan, Yuk Ling (SFC:AGY915) 尹玉玲

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Sunrise Securities (International) Limited RO Advising on securities 2017-07-28 2018-11-09
ZH SECURITIES LIMITED RO 2020-02-04 2020-06-01
Theia Securities Limited Rep 2020-07-31 2020-11-12
Theia Securities Limited RO 2020-11-12 2022-11-30
Easy One Asset Management Limited RO 2023-09-29
2 China Sunrise Asset Management Limited Rep Asset management 2016-09-22 2018-02-12
ZH SECURITIES LIMITED RO 2020-02-04 2020-06-01
Theia Securities Limited Rep 2020-07-31 2020-11-12
Theia Securities Limited RO 2020-11-12 2022-11-30
Easy One Asset Management Limited RO 2023-09-29
3 HUA NAN SECURITIES (HK) LIMITED Rep Dealing in futures contracts 2008-05-30 2011-07-29
HUA NAN SECURITIES (HK) LIMITED RO 2011-07-29 2012-04-12
Telecom King Securities Limited Rep 2014-06-23 2014-07-29
Telecom King Securities Limited RO 2014-07-29 2015-08-17
4 HUA NAN SECURITIES (HK) LIMITED Rep Dealing in securities 2007-03-06 2010-07-08
HUA NAN SECURITIES (HK) LIMITED RO 2010-07-08 2014-06-13
Telecom King Securities Limited Rep 2014-06-23 2014-07-29
Telecom King Securities Limited RO 2014-07-29 2015-08-17
China Sunrise Securities (International) Limited RO 2015-11-27 2018-11-09
ZH SECURITIES LIMITED RO 2020-02-04 2020-06-01
Theia Securities Limited Rep 2020-07-31 2020-11-12
Theia Securities Limited RO 2020-11-12 2022-11-30

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