Wang, Zheng (SFC:AXA416) 王崢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-04-11 | 2011-11-17 |
| 2 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-04-11 | 2011-11-17 |
| 3 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2012-02-14 | 2012-04-24 |
| 4 | Huarong International Securities Limited | Rep | Dealing in securities | 2012-02-14 | 2012-04-24 |
| 5 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2015-09-22 | 2021-08-31 |
| 6 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2015-09-22 | 2021-08-31 |
| 7 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2019-06-25 | 2021-08-31 |
| 8 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-09-20 | |
| 9 | CMB International Securities Limited | Rep | Dealing in securities | 2021-09-20 | |
| 10 | CMB International Securities Limited | Rep | Advising on securities | 2021-11-17 |
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