Chen, Yu (SFC:AQS372) 陳裕

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in securities 2008-05-30 2013-03-20
2 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Asset management 2010-08-27 2015-03-31
3 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in futures contracts 2011-05-05 2015-03-31
4 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO Dealing in securities 2013-03-20 2015-03-31
5 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2014-06-09 2015-03-31
6 Fosun International Securities Limited Rep Asset management 2015-05-04 2015-07-14
7 Fosun International Securities Limited Rep Dealing in securities 2015-05-04 2015-07-14
8 Fosun International Securities Limited Rep Advising on securities 2015-05-04 2016-08-15
9 Fosun International Securities Limited RO Asset management 2015-07-14 2016-08-15
10 Fosun International Securities Limited RO Dealing in securities 2015-07-14 2016-08-15
11 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Asset management 2016-10-03 2016-11-02
12 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2016-10-03 2017-03-21
13 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED RO Asset management 2016-11-02 2017-11-19
14 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED RO Advising on futures contracts 2017-03-21 2017-11-19
15 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED RO Advising on securities 2017-03-21 2017-11-19
16 Donghai International Asset Management (Hong Kong) Limited RO Advising on securities 2018-12-20
17 Donghai International Asset Management (Hong Kong) Limited RO Asset management 2018-12-20
18 Donghai International Securities (Hong Kong) Limited RO Dealing in securities 2019-06-18

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