Gu, Mingming (SFC:AXR152) 顧明明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2012-10-25 | 2013-02-09 |
| 2 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2013-07-11 | 2015-06-10 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-10 | 2012-10-18 | Rep | Dealing in securities | 2011-08-10 | 2012-10-18 |
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