Hui, Lung Kei 許龍基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | Rep | Asset management | 2008-09-08 | 2011-09-08 | Rep | Dealing in securities | 2008-09-08 | 2011-09-08 |
| 2 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-03 | 2011-09-08 |
| 3 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-06 | 2011-09-08 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2011-09-12 | 2013-08-14 | Rep | Dealing in futures contracts | 2011-09-12 | 2013-08-14 | Rep | Dealing in securities | 2011-09-12 | 2013-08-14 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-08-20 | 2017-10-02 | Rep | Advising on securities | 2013-09-30 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | Rep | Dealing in securities | 2017-10-03 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-20 |
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