Lee, Kai Ming (SFC:AAH316) 李啟明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-07-08 | 2010-11-25 | Rep | Dealing in futures contracts | 2010-05-11 | 2010-11-25 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-01-07 | 2014-04-30 | Rep | Dealing in securities | 2011-01-07 | 2014-04-30 |
| 3 | PEACE TOWN FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2005-02-15 | Rep | Leveraged foreign exchange trading | 2005-03-08 | 2007-04-18 |
| 4 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-05 | 2010-11-25 |
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