Sham, Kai Him (SFC:AVN092) 岑啟謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-13 | 2014-12-01 |
| 2 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2010-08-23 | 2011-07-04 |
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