Tang, Zhi (SFC:AWW136) 唐志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-03-01 | 2017-07-13 | Rep | Asset management | 2017-03-01 | 2017-07-13 | Rep | Dealing in securities | 2017-03-01 | 2020-10-15 | RO | Advising on securities | 2017-07-13 | RO | Asset management | 2017-07-13 | RO | Dealing in securities | 2020-10-15 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-04-21 | 2016-02-24 | Rep | Asset management | 2011-04-21 | 2016-02-24 |
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