Hung, Hing Man (SFC:ABM858) 孔慶文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEONG LEE SECURITIES LIMITED | RO | Dealing in futures contracts | 2012-03-19 | 2015-04-01 | RO | Dealing in securities | 2012-03-19 | 2015-04-01 | RO | Advising on futures contracts | 2012-03-23 | 2015-04-01 | RO | Advising on securities | 2012-03-23 | 2015-04-01 |
| 2 | GET NICE FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2005-08-19 | 2008-10-25 | RO | Dealing in futures contracts | 2005-08-19 | 2008-10-25 |
| 3 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-15 | 2008-10-25 |
| 4 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-30 | Rep | Advising on securities | 2003-05-30 | Rep | Asset management | 2003-05-30 | Rep | Dealing in securities | 2005-06-15 |
| 5 | HF Securities and Futures Limited | RO | Dealing in futures contracts | 2015-10-28 | 2016-09-08 | RO | Dealing in securities | 2015-10-28 | 2016-09-08 |
| 6 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2003-05-30 | Rep | Asset management | 2003-05-30 | Rep | Dealing in futures contracts | 2004-04-23 | RO | Asset management | 2004-04-23 | 2004-12-20 | RO | Advising on futures contracts | 2004-04-23 | 2008-08-31 | RO | Dealing in futures contracts | 2004-04-23 | 2008-08-31 | Rep | Asset management | 2004-12-20 | 2004-12-22 |
| 7 | SHENG YUAN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-05-29 | 2020-07-31 | RO | Asset management | 2018-05-29 | 2020-07-31 | RO | Advising on securities | 2023-10-26 | RO | Asset management | 2023-10-26 |
| 8 | SHENG YUAN SECURITIES LIMITED | RO | Advising on securities | 2018-03-06 | RO | Dealing in futures contracts | 2018-03-06 | RO | Dealing in securities | 2018-03-06 |
| 9 | Sheng Yuan Sino Asset Management Limited | RO | Advising on securities | 2020-08-24 | 2022-12-14 | RO | Asset management | 2020-08-24 | 2022-12-14 |
| 10 | STARLING GROUP FUTURES LIMITED | RO | Dealing in futures contracts | 2008-11-05 | 2009-06-08 |
| 11 | STARLING GROUP SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-05 | 2009-06-08 |
| 12 | United Securities Limited (HK) | Rep | Advising on corporate finance | 2003-05-30 | Rep | Advising on securities | 2003-05-30 | Rep | Asset management | 2003-05-30 | Rep | Automated trading services | 2003-05-30 | Rep | Dealing in securities | 2008-10-25 |
| 13 | W. Falcon Asset Management (Asia) Limited | RO | Advising on securities | 2016-09-15 | 2017-11-15 | RO | Dealing in securities | 2016-09-15 | 2017-11-15 | RO | Asset management | 2017-01-24 | 2017-11-15 |
| 14 | Well Link Securities Limited | RO | Dealing in securities | 2009-09-09 | 2012-03-02 | RO | Dealing in futures contracts | 2009-09-15 | 2012-03-02 |
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