Lau, Timothy Tim Fai 劉添輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Dealing in futures contracts | 2007-01-30 | 2008-03-31 | Rep | Dealing in securities | 2007-01-30 | 2008-03-31 |
| 2 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-01-25 | 2013-03-28 |
| 3 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2013-01-25 | 2013-03-28 |
| 4 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-06-02 | 2010-05-28 | Rep | Dealing in futures contracts | 2009-08-12 | 2010-05-28 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2010-05-28 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2010-05-28 |
| 7 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-01 | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in securities | 2007-01-01 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in futures contracts | 2007-01-01 |
| 9 | Rifa Securities Limited | Rep | Dealing in securities | 2008-04-07 | 2009-06-01 |
| 10 | Well Link Securities Limited | Rep | Dealing in futures contracts | 2010-06-07 | 2012-04-16 | Rep | Dealing in securities | 2010-06-07 | 2012-04-16 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2013-04-30 | 2013-10-18 | Rep | Dealing in securities | 2013-04-30 | 2013-10-18 |
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