Law, Tak Chi (SFC:ADW518) 羅德智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ayers Alliance Securities (HK) Limited | Rep | Advising on securities | 2014-12-15 | 2014-12-16 | Rep | Dealing in securities | 2014-12-15 | 2014-12-16 | RO | Advising on securities | 2014-12-16 | 2019-06-07 | RO | Dealing in securities | 2014-12-16 | 2019-06-07 |
| 2 | ROOFER SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-16 | 2005-10-23 |
| 3 | United Securities Limited (HK) | Rep | Advising on securities | 2019-06-19 | 2019-07-03 | Rep | Dealing in securities | 2019-06-19 | 2019-07-03 | RO | Advising on securities | 2019-07-03 | RO | Dealing in securities | 2019-07-03 | Rep | Asset management | 2021-11-15 | 2022-12-22 | RO | Asset management | 2022-12-22 |
| 4 | Well Link Securities Limited | Rep | Dealing in securities | 2006-01-17 | 2012-07-25 | RO | Dealing in securities | 2012-07-25 | 2014-12-10 |
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