Cheng, Siu Wa (SFC:ADG364) 鄭少華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-05-13 | 2020-12-10 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-05-13 | 2020-12-10 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-01-11 | |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-01-11 | |
| 5 | HUNG SING FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-25 | 2011-12-31 |
| 6 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-25 | 2011-12-31 |
| 7 | Open Securities Limited | Rep | Dealing in futures contracts | 2012-01-26 | 2013-04-29 | Rep | Dealing in securities | 2012-01-26 | 2013-04-29 |
| 8 | RPS INVESTMENT LIMITED | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2004-05-31 |
| 9 | SUN'S FUTURE LIMITED | Rep | Advising on futures contracts | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in futures contracts | 2004-05-31 |
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