Kwong, Kwok Shing 鄺國成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-04-11 | 2017-03-20 |
| 2 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-11 | 2017-03-20 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-07-08 | 2014-07-18 |
| 4 | CVP Asset Management Limited | Rep | Advising on securities | 2019-08-05 | 2020-04-18 | Rep | Asset management | 2019-08-05 | 2020-04-18 |
| 5 | CVP Securities Limited | Rep | Dealing in securities | 2017-03-31 | 2020-10-08 | Rep | Dealing in futures contracts | 2017-03-31 | 2021-12-21 | RO | Dealing in securities | 2020-10-08 | 2022-04-25 | RO | Dealing in futures contracts | 2021-12-21 | 2022-05-21 | Rep | Dealing in securities | 2022-04-25 | 2022-05-21 |
| 6 | GEO Securities Limited | Rep | Dealing in securities | 2022-05-27 | 2022-12-16 |
| 7 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-27 | 2012-01-31 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-02-15 | 2014-05-31 | Rep | Dealing in securities | 2014-08-08 | 2016-03-28 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-09-17 | 2016-03-28 |
| 10 | Wealth Link Securities Limited | Rep | Dealing in securities | 2022-12-20 | 2023-03-03 | Rep | Advising on securities | 2023-01-27 | 2023-09-29 | RO | Dealing in securities | 2023-03-03 | 2023-04-25 | Rep | Dealing in securities | 2023-04-25 | 2023-09-29 |
| 11 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-11 | Rep | Dealing in securities | 2023-10-11 |
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