Ho, Tony Chi Ming 何志銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Glory Sun Securities Limited | Rep | Dealing in securities | 2007-08-24 | 2016-03-01 | Rep | Dealing in futures contracts | 2012-12-17 | 2016-03-01 | Rep | Asset management | 2015-01-09 | 2016-03-01 | Rep | Advising on securities | 2015-06-25 | 2016-03-01 | Rep | Dealing in securities | 2017-01-19 | 2017-02-22 | Rep | Advising on securities | 2017-01-19 | 2017-03-23 | Rep | Asset management | 2017-01-19 | 2017-05-17 | RO | Dealing in securities | 2017-02-22 | 2018-08-17 | RO | Advising on securities | 2017-03-23 | 2018-08-17 | RO | Asset management | 2017-05-17 | 2018-08-17 |
| 2 | Siegfried Asset Management Limited (HK) | RO | Advising on securities | 2019-01-17 | RO | Asset management | 2019-01-17 | RO | Dealing in securities | 2019-01-17 |
| 3 | Wealth Link Securities Limited | RO | Dealing in securities | 2016-06-02 | 2017-01-17 | RO | Advising on securities | 2016-12-16 | 2017-01-17 |
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