Ho, Man (SFC:ABF812) 何文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-03 | 2010-06-08 |
2 | Glory Sun Securities Limited | Rep | Dealing in securities | 2010-06-09 | 2013-06-25 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-06-25 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-01-28 |
4 | STOCKWELL SECURITIES LIMITED | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-05-13 | Rep | Advising on securities | 2004-05-13 | Rep | Asset management | 2004-05-13 | Rep | Dealing in securities | 2009-07-31 |
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