Kwan, Hung Kay 關鴻基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-07 | 2007-10-31 | Rep | Dealing in securities | 2008-09-16 | 2011-04-15 |
| 2 | Glory Sun Securities Limited | Rep | Dealing in securities | 2011-04-28 | 2016-06-01 | Rep | Asset management | 2014-04-29 | 2016-06-01 | Rep | Dealing in futures contracts | 2014-04-29 | 2016-06-01 |
| 3 | OnePlatform Securities Limited | Rep | Advising on corporate finance | 2004-09-22 | Rep | Advising on securities | 2004-09-22 | Rep | Asset management | 2004-09-22 | Rep | Dealing in securities | 2005-09-15 |
| 4 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-10 | 2008-09-11 |
| 5 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-10 | 2016-06-29 | RO | Dealing in securities | 2016-06-29 |
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