Lam, Yin Chun 林燕真
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2008-05-28 | 2008-10-17 | Rep | Dealing in securities | 2008-05-28 | 2008-10-17 |
| 2 | Glory Sun Securities Limited | Rep | Dealing in securities | 2011-02-08 | 2013-01-15 |
| 3 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-08-18 | 2006-02-20 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-20 | 2004-11-20 |
| 5 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2006-03-28 | 2007-03-30 |
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