Wong, Sze Man (SFC:AQS231) 黃詩敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-06-23 | 2021-10-06 | Rep | Advising on securities | 2021-09-17 | RO | Advising on corporate finance | 2021-10-06 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2021-09-17 | |
| 3 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-06-09 | 2011-08-08 | Rep | Advising on corporate finance | 2013-04-30 | 2016-07-08 | RO | Advising on corporate finance | 2016-07-08 | 2021-06-04 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-09 | 2011-08-08 |
| 5 | Joy Silver Limited | Rep | Advising on corporate finance | 2008-04-02 | 2010-03-12 | Rep | Dealing in securities | 2008-04-02 | 2010-03-12 |
| 6 | Octal Capital Limited | Rep | Advising on corporate finance | 2011-08-31 | 2011-12-01 | RO | Advising on corporate finance | 2011-12-01 | 2012-04-16 | RO | Dealing in securities | 2012-01-11 | 2012-04-16 |
| 7 | South West Capital Limited (d2013-12-11) | RO | Advising on corporate finance | 2012-04-20 | 2012-12-12 | RO | Dealing in securities | 2012-04-20 | 2012-12-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy