Lam, Dickson Yee Yin 林貽賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANLLY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-12-14 | 2021-02-03 | Rep | Asset management | 2020-12-14 | 2021-02-03 | RO | Advising on securities | 2021-02-03 | RO | Asset management | 2021-02-03 |
| 2 | BG Capital Management (Asia) Limited | RO | Advising on securities | 2020-04-22 | 2020-11-30 | RO | Asset management | 2020-04-22 | 2020-11-30 |
| 3 | KB Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-11-12 | Rep | Advising on securities | 2012-11-12 | Rep | Asset management | 2012-11-12 | Rep | Dealing in securities | 2012-11-12 |
| 4 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2014-10-22 | 2017-02-28 | RO | Advising on securities | 2015-08-04 | 2017-02-28 | RO | Asset management | 2015-10-26 | 2017-02-28 | Rep | Dealing in securities | 2017-03-01 | 2020-03-07 | RO | Advising on securities | 2017-03-01 | 2020-03-07 | RO | Asset management | 2017-03-01 | 2020-03-07 | Rep | Advising on corporate finance | 2018-03-19 | 2020-03-07 |
| 5 | Yuanta Financial (Hong Kong) Limited | Rep | Advising on securities | 2012-11-21 | 2012-11-30 | Rep | Dealing in securities | 2012-11-21 | 2012-11-30 | RO | Advising on securities | 2012-11-30 | 2013-11-08 | RO | Dealing in securities | 2012-11-30 | 2013-11-08 |
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