Kwai, Ni 季妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hywin Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-09-03 | 2015-04-28 | RO | Asset management | 2015-04-28 | 2017-08-31 |
| 2 | I-ACCESS INVESTORS LIMITED | RO | Dealing in futures contracts | 2007-03-30 | 2017-08-31 | RO | Dealing in securities | 2008-07-10 | 2017-08-31 | RO | Automated trading services | 2017-02-03 | 2017-08-31 |
| 3 | Mighty Divine Investment Management Limited | Rep | Asset management | 2019-04-23 | 2019-05-27 | RO | Asset management | 2019-05-27 |
| 4 | MIGHTY DIVINE SECURITIES LIMITED | RO | Dealing in securities | 2021-03-03 | |
| 5 | Sinostar Asset Management Limited | Rep | Asset management | 2018-03-09 | 2018-03-16 | RO | Asset management | 2018-03-16 | 2019-03-15 | RO | Advising on securities | 2018-10-09 | 2019-03-15 |
| 6 | Sinostar Securities Limited | Rep | Dealing in securities | 2018-03-09 | 2018-03-16 | RO | Dealing in securities | 2018-03-16 | 2019-03-15 |
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