Chen, Wen-Chung 陳文聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amasse Asset Management Limited | RO | Advising on securities | 2020-05-21 | 2022-07-25 | RO | Asset management | 2020-05-21 | 2022-07-25 |
| 2 | Amasse Capital Limited | RO | Dealing in securities | 2020-10-30 | 2022-07-25 |
| 3 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | RO | Dealing in securities | 2006-07-25 | 2009-06-30 |
| 4 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-12-07 | 2007-06-27 | RO | Dealing in futures contracts | 2007-06-27 | 2009-06-30 |
| 5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-12-13 | 2006-01-13 | RO | Dealing in securities | 2006-01-13 | 2009-06-30 | RO | Advising on securities | 2007-06-01 | 2009-06-30 | RO | Dealing in futures contracts | 2007-07-06 | 2009-06-30 |
| 6 | First Fidelity Capital (International) Limited | Rep | Advising on securities | 2016-06-02 | 2016-06-03 | Rep | Asset management | 2016-06-02 | 2016-06-03 | Rep | Dealing in securities | 2016-06-02 | 2016-06-03 | RO | Advising on securities | 2016-06-03 | 2019-10-31 | RO | Asset management | 2016-06-03 | 2019-10-31 | RO | Dealing in securities | 2016-06-03 | 2019-10-31 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2010-09-13 | 2010-09-29 | Rep | Dealing in securities | 2010-09-13 | 2010-09-29 | RO | Advising on securities | 2010-09-29 | 2011-01-14 | RO | Dealing in securities | 2010-09-29 | 2011-01-14 |
| 8 | IBTS ASIA (HK) LIMITED | RO | Advising on securities | 2005-11-17 | 2005-11-30 | RO | Dealing in securities | 2005-11-17 | 2005-11-30 | Rep | Advising on securities | 2011-02-02 | 2011-03-01 | Rep | Dealing in securities | 2011-02-02 | 2011-03-01 | RO | Advising on securities | 2011-03-01 | 2012-08-01 | RO | Dealing in securities | 2011-03-01 | 2012-08-01 | Rep | Advising on securities | 2012-08-01 | 2012-09-07 | Rep | Dealing in securities | 2012-08-01 | 2012-09-07 |
| 9 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Advising on securities | 2009-07-09 | 2009-07-29 | Rep | Dealing in securities | 2009-07-09 | 2009-07-29 | RO | Advising on securities | 2009-07-29 | 2010-09-01 | RO | Dealing in securities | 2009-07-29 | 2010-09-01 |
| 10 | Open Securities Limited | Rep | Advising on securities | 2012-09-17 | 2014-05-30 | Rep | Dealing in securities | 2012-09-17 | 2014-05-30 | Rep | Dealing in futures contracts | 2013-01-09 | 2014-05-30 |
| 11 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2014-06-12 | 2014-09-30 | Rep | Dealing in securities | 2014-06-12 | 2014-09-30 |
| 12 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-06-12 | 2014-09-30 |
| 13 | W. Falcon Asset Management (Asia) Limited | Rep | Advising on securities | 2014-10-27 | 2015-01-07 | Rep | Dealing in securities | 2014-10-27 | 2015-01-07 | RO | Advising on securities | 2015-01-07 | 2016-05-19 | RO | Dealing in securities | 2015-01-07 | 2016-05-19 | Rep | Asset management | 2015-03-24 | 2015-04-17 | RO | Asset management | 2015-10-15 | 2016-05-19 |
| 14 | Wegoing Asset Management Limited | RO | Asset management | 2022-08-18 | 2023-08-25 |
| 15 | Yuan Tong Global Asset Management Limited | Rep | Asset management | 2023-12-08 | 2024-01-02 | RO | Asset management | 2024-01-02 |
| 16 | Yuan Tong Global Securities Limited | RO | Advising on securities | 2024-01-02 | RO | Dealing in securities | 2024-01-02 |
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