Chiu, Lok Kwan 趙珞君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-06-06 | 2019-05-11 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2016-06-03 | 2018-04-06 |
| 3 | ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2010-07-12 | 2014-03-26 | Rep | Advising on securities | 2010-07-12 | 2014-03-26 | Rep | Asset management | 2010-07-12 | 2014-03-26 |
| 4 | Sectoral Asset Management Limited | Rep | Advising on securities | 2014-07-28 | 2015-08-12 | Rep | Asset management | 2014-07-28 | 2015-08-12 |
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